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Regulatory Compliance Specialist Financial Compliance

Hybrid Regulatory Compliance Manager – AML & CE Lead

Job in Wilmington, New Castle County, Delaware, 19894, USA
Listing for: Realta Wealth
Full Time position
Listed on 2026-03-11
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Manager to oversee compliance functions, including financial advisor support, onboarding, and AML responsibilities. This hybrid role requires 5+ years of experience in compliance and regulatory environments, along with FINRA Series 7 and 24 licenses. The successful candidate will have strong organizational skills and excellent communication abilities, ensuring accurate compliance documentation and oversight.

Comprehensive benefits are provided, including competitive salary and professional development opportunities.
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