Regulatory Compliance Specialist jobs USA
State list
WV
City list
Regulatory Compliance Specialist job search Wheeling WV
Regulatory Compliance Specialist Jobs in Wheeling WV
3 days ago
1.
Brokerage Trade Review & Compliance Specialist
Finance & Banking (Regulatory Compliance Specialist, Risk Manager/Analyst)
A financial institution in Wheeling, West Virginia is seeking a qualified candidate to conduct trade reviews in compliance with...
Brokerage Trade Review & Compliance Specialist JobListing for: WesBanco |
3 days ago
2.
Banking & Finance Associate — Lenders & Borrowers Expert
Finance & Banking (Regulatory Compliance Specialist), Law/Legal (Financial Law, Regulatory Compliance Specialist)
A leading law firm is seeking an associate with 3 to 7 years of experience to join its Banking & Finance practice. This role...
Banking & Finance Associate — Lenders & Borrowers Expert JobListing for: Orrick Herrington & Suttcliffe |
3 days ago
3.
Fintech Licensing Attorney — Nationwide Compliance Expert
Law/Legal (Regulatory Compliance Specialist)
A leading legal firm in Wheeling is seeking a Licensing Attorney with 2 - 6 years of experience to support its high - volume licensing...
Fintech Licensing Attorney — Nationwide Compliance Expert JobListing for: Orrick Herrington & Suttcliffe |
3 days ago
4.
Remote Conflicts & Compliance Counsel
Law/Legal (Business Law, Regulatory Compliance Specialist, Financial Law)
A global law firm is seeking a Risk and Compliance Counsel to manage potential risks associated with new clients and personnel. This role...
Remote Conflicts & Compliance Counsel JobListing for: Orrick Herrington & Suttcliffe |
3 days ago
5.
Compliance Officer - Brokerage - Securities Admin - Sissonville, WV
Finance & Banking (Regulatory Compliance Specialist)
Location - This position is hybrid. The employee is split between remote and office work on a formalized schedule. Consideration for...
Compliance Officer - Brokerage - Securities Admin - Sissonville, WV JobListing for: WesBanco Bank Inc. |
3 days ago
6.
Hybrid Trade Compliance and Review Officer - Securities
Finance & Banking (Regulatory Compliance Specialist)
A regional bank is seeking a full - time employee for a hybrid trade review position in Wheeling, WV. The role entails conducting trade...
Hybrid Trade Compliance and Review Officer - Securities JobListing for: WesBanco Bank Inc. |
3 days ago
7.
Hybrid Securities Compliance Officer
Finance & Banking (Regulatory Compliance Specialist)
A regional banking institution is seeking a Compliance Officer to conduct reviews and ensure adherence to compliance regulations. This...
Hybrid Securities Compliance Officer JobListing for: WesBanco Bank Inc. |
3 days ago
8.
Trade Review Officer - Brokerage -Securities Administration - Parkersburg, WV
Finance & Banking (Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance)
Location - This position is hybrid. The employee is split between remote and office work on a formalized schedule. Consideration for...
Trade Review Officer - Brokerage -Securities Administration - Parkersburg, WV JobListing for: WesBanco Bank Inc. |
3 days ago
9.
White-Collar Litigation & Investigations Associate
Law/Legal (Litigation, Regulatory Compliance Specialist)
Position: Dynamic White - Collar Litigation & Investigations Associate - A leading law firm is seeking an associate with 2 - 4 years...
White-Collar Litigation & Investigations Associate JobListing for: Orrick Herrington & Suttcliffe |
3 days ago
10.
Trade Review Officer - Brokerage -Securities Administration
Finance & Banking (Risk Manager/Analyst, Regulatory Compliance Specialist)
Responsible for conducting trade review while adhering to regulatory and firm’s policies and procedures. Responsible for working...
Trade Review Officer - Brokerage -Securities Administration JobListing for: WesBanco |