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Brokerage Compliance Lead - Securities & FINRA
Job in
Sissonville, Kanawha County, West Virginia, USA
Listed on 2026-01-12
Listing for:
WesBanco
Full Time
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial institution is seeking a Compliance Officer in Sissonville to manage compliance within brokerage and securities administration. The role involves conducting reviews, providing guidance, and ensuring adherence to regulations. Candidates should possess a minimum of three years in the securities sector, relevant compliance experience, and necessary certifications such as Series
7. This full-time position supports hybrid work, combining office attendance with remote flexibility, while maintaining adherence to legal standards and company policies.
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