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Regulatory Compliance Specialist Financial Compliance

Regulatory Risk & Compliance Lead

Job in West Palm Beach, Palm Beach County, Florida, 33412, USA
Listing for: Morgan Stanley
Full Time position
Listed on 2025-12-18
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
A financial services firm is seeking a Risk Officer in West Palm Beach, Florida. The Risk Officer will oversee risk, supervisory, and compliance functions while maintaining adherence to regulations. Required qualifications include a bachelor's degree and licenses such as Series 7 and 63. This role involves active involvement in risk management processes and collaboration with legal and compliance divisions. The position offers an opportunity to contribute to a culture of integrity and excellence, alongside a commitment to diversity and inclusion.
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