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Financial Law Regulatory Compliance Specialist

Securities & Investment Counsel — Associate

Job in West Des Moines, Polk County, Iowa, 50265, USA
Listing for: Sammons Financial Group Companies
Full Time position
Listed on 2026-02-06
Job specializations:
  • Law/Legal
    Financial Law, Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in West Des Moines is seeking an Associate Counsel to support the Securities & Investment Legal Team. The ideal candidate will provide thorough legal advice, draft legal materials, and manage compliance with regulations. A Juris Doctorate and at least 3 years of experience in the financial services industry are required. The position offers a competitive benefits package, including a 100% company-funded retirement plan and healthy work-life balance.
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Position Requirements
10+ Years work experience
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