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Regulatory Compliance Specialist Financial Law

Senior Regulatory Counsel, Capital Markets

Job in Washington, District of Columbia, 20022, USA
Listing for: FINRA
Full Time position
Listed on 2026-02-06
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist, Financial Law
Job Description & How to Apply Below
A leading financial regulatory authority in Washington, DC is seeking an experienced legal expert to manage regulatory initiatives and rule changes. The role requires a law degree, extensive experience in legal aspects of securities, and expert knowledge of complex regulatory policies. The successful candidate will advise senior executives, prepare board materials, and conduct economic impact assessments. This position offers opportunities for public speaking and a collaborative work environment.
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Position Requirements
10+ Years work experience
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