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Financial Analyst Financial Consultant Regulatory Compliance Specialist

Senior Analyst, Market Surveillance & Intelligence

Job in Washington, District of Columbia, 20022, USA
Listing for: FINRA
Full Time position
Listed on 2026-01-24
Job specializations:
  • Finance & Banking
    Financial Analyst, Financial Consultant, Regulatory Compliance Specialist
  • Business
    Financial Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial regulatory organization is seeking a Senior Analyst to conduct surveillance reviews and analyze trading activities for potential violations in the securities sector. The candidate will assist in projects related to new analytics and surveillance tools while presenting findings to management. A Bachelor's degree and three years of experience in the securities/financial services industry are required. This position offers a hybrid work environment and the opportunity to engage in various initiatives across the organization.
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Position Requirements
10+ Years work experience
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