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Associate Financial Advisor

Job in Warwick, Kent County, Rhode Island, 02888, USA
Listing for: Diversified Resources, LLC
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Financial Consultant, Financial Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below

Overview

Diversified Resources, LLC is a long-established, independent dually registered (SEC RIA / FINRA BD) firm seeking a Series 7–licensed Associate Financial Advisor
.

This is a client-facing, planning-focused role supporting the Principal Advisor with financial planning, client meetings, reporting, and ongoing service. Clear path for growth and increased responsibility.
No cold calling. No book required.

Responsibilities
  • Support the Principal Advisor with financial planning, client meetings, reporting, and ongoing service.
Qualifications
  • Active Series 7 (required)
  • Bachelor’s degree in Finance, Economics, Accounting, or similar
  • Experience in an RIA or Broker-Dealer environment preferred
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Position Requirements
10+ Years work experience
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