Senior Compliance and Training Manager

About the job Senior Compliance and Training Manager

Senior Compliance and training Manager

For reputable Mortgage Brokerage in Warrington

Responsibilities:

Reporting directly to the Directors

Manage the development of our compliance policy and procedure documents, including roll out and training of FCA driven initiates such as GDPR and SM and CR, AML. Making sure all annual mandatory training is delivered on time

Prepare and develop compliance reports for the Company Board and relevant Regulators (FCA) which will feed into our Gabriel Report

Management of policy updates in accordance with changes in regulations

Manage authorisations with the FCA

Ensure appropriate internal oversight is established in accordance with FCA guidelines and other regulatory requirements

Manage advisors in KPIs, case studies, fraud (Pre Dip Checks) and corrective actions

Strong engagement with compliance business partners and stakeholders (Simply Biz Compliance Team)

Compliance Referencing

Dealing with all regulatory requirements relating to key compliance issues

Sign off on marketing material

Requirements:

Strong knowledge of the regulatory requirements relating to key compliance issues

At least 2 years’ compliance experience

Previous experience in regulated environments