Registered Client Service Associate

What if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence.
What if you could have access to cutting‑edge resources, a collaborative environment, and the freedom to make an impact? If you’re ready to take the next step, discover what’s possible with LPL Financial.

As a Registered Client Service Associate, you will provide comprehensive administrative and operational support within the financial advisor’s practice. This role is pivotal in enhancing the client experience, ensuring seamless account management, and upholding compliance standards. The ideal candidate is dedicated, detail‑oriented, and possesses strong organizational skills, exceptional communication abilities, and a commitment to delivering outstanding client service.

This is a full‑time, in‑office position located in Troy, MI.

• Acts as the primary point of contact for clients, addressing inquiries and providing timely resolution.
• Educates clients on account services and capabilities, including online access.
• Assists in onboarding new clients by collecting documentation and facilitating account setup.
• Prepares and processes account opening, maintenance, and transfer documentation, ensuring accuracy and compliance.
• Monitors and manages client account activities, which may include contributions, distributions, trading and performance reporting.
• Maintains organized and up‑to‑date client records in the firm’s CRM system.
• Ensures adherence to industry regulations and firm policies in all client interactions and documentation.
• Assists in preparing reports for audits and regulatory reviews.
• Stays informed about changes in compliance requirements and implements necessary adjustments to processes.
• Coordinates with custodians and service providers to facilitate client requests and resolve issues.
• Assists financial advisors with administrative tasks, including scheduling meetings and preparing client presentations.
• Participates in team projects aimed at improving operational efficiency and client service delivery.
• May aid in planning and execution of client events, seminars and marketing initiatives.
• Prepares and distributes client communications, newsletters and marketing updates.
• Identifies opportunities to enhance client engagement and contribute to business growth strategies.

• Active Series 7 or Series 66 (Series 63, 65 combo) or willing to obtain within 180 days.
• 2+ years of experience handling financial products and services.
• 2+ years of experience utilizing Microsoft Office and financial CRM software.

• Excellent communication and interpersonal skills.
• Strong organizational skills and attention to detail.
• Strong problem‑solving skills.
• Ability to work independently and collaboratively in a fast‑paced environment.
• High level of professionalism, discretion, and ethical conduct.

• Ability to execute trades and discuss investment recommendations within compliance limits.
• Bachelor’s degree in finance, business or accounting.
• Minimum 3 years in financial services, preferably in a client support role.

$25.10–$41.83 per hour

Actual base salary varies based on factors, including but not limited to relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. In addition, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401(k) matching, health benefits, employee stock options, paid time off, volunteer time off, and more.

Your recruiter will be happy to discuss all that LPL has to offer.

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest‑growing wealth‑management firms in the U.S. As a leader in the financial‑advisor‑mediated marketplace, LPL supports over 29,000 financial advisors and the wealth‑management practices of 1,100 financial institutions, servicing and custodying approximately $1.9 trillion in brokerage and advisory assets on behalf of approximately 7 million Americans. The firm provides a…