Regulatory Compliance Analyst
Job in
Traverse City, Grand Traverse County, Michigan, 49685, USA
Listed on 2026-02-07
Listing for:
Hagerty Insurance Agency
Full Time
position Listed on 2026-02-07
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
USA-Remote time type:
Full time posted on:
Posted 8 Days Agojob requisition :
R4991
As a
** Regulatory Compliance Analyst**, you will play an integral role in the compliance program for Hagerty, ensuring that Hagerty promotes an organizational culture that encourages ethical business conduct and a commitment to compliance with the law, resulting in a positive image to associates, customers, vendors, and the community. This position will ensure that sufficient internal policies and controls, reasonably capable of reducing the likelihood of improper conduct, are in place.
As a Regulatory Compliance Analyst, you will play a critical role in ensuring Hagerty’s operations meet the highest standards of regulatory compliance. You’ll partner with leaders across the business to provide strategic guidance, support enterprise initiatives, and educate teams on what compliance is and why it is important to our collective this role, you will conduct legal and regulatory research, support audits and market conduct examinations, and provide advice for regulatory processes associated with our insurance programs.
You’ll engage directly with regulatory agencies, ensuring timely and accurate submissions, and maintain second-line monitoring to drive efficiency and reduce risk. By offering compliance insights on enterprise projects, you’ll help align business objectives with evolving regulatory requirements and safeguard Hagerty’s reputation of integrity and excellence.##
** What you’ll do
*** Serve as a strategic compliance partner across the organization, supporting enterprise initiatives and regulatory projects aligned with Hagerty’s long-term goals.
* Provide timely and effective compliance and regulatory support to Claims, Product, Underwriting, Legal, and other business areas.
* Lead cross-functional regulatory initiatives of strategic importance, including enterprise compliance modernization efforts.
* Independently manage high-impact projects with minimal oversight, ensuring alignment with Hagerty’s strategic goals.
* Conduct legal and regulatory research and deliver actionable guidance to applicable business units.
* Draft and file regulatory filings as required for Hagerty’s insurance programs, including state required filings and holding company act filings.
* Manage state regulatory data calls and regular compliance reporting requirements by gathering required information, validating accuracy with internal stakeholders, and preparing timely, compliant submissions to various state departments of insurance, while maintaining thorough documentation for audit and reporting purposes.
* Monitor and analyze regulatory trends, including Market Conduct Exam findings and enforcement actions, and report emerging risks to leadership.
* Plan and execute Market Conduct Examinations, audits, and Financial Examinations across insurance service areas (claims, underwriting, rating, and finance).
* Identify, assess, and enhance internal controls to mitigate regulatory enforcement risks, collaborating with Internal Audit, Legal, and Compliance teams.
* Develop and implement compliance policies, procedures, and internal controls to educate and support business teams.
* Analyze high-priority regulatory issues and create tracking and monitoring plans to ensure timely and effective solutions are identified and implemented.
* Communicate professionally and effectively with internal and external stakeholders.
* Manage, prioritize, and accomplish multiple tasks within established time frames.
* Maintain overall general knowledge of insurance industry and Hagerty’s business operations, policies, and procedures.
* Maintain the privacy and confidentiality of information, protect the assets of the Company, act ethically and with integrity, and adhere to Hagerty’s Code of Conduct and policies and procedures.
** This might describe you
*** Proven, relevant regulatory or insurance compliance work experience.
* Proven experience in regulatory compliance, including leading strategic initiatives with measurable impact.
* Strong analytical, research, and organizational skills,…
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