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Regulatory Compliance Specialist Risk Manager/Analyst Financial Compliance

Trade Compliance Manager – Surveillance & Risk Oversight

Job in Toronto, Ontario, C6A, Canada
Listing for: Fidelity Canada
Full Time position
Listed on 2026-03-10
Job specializations:
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 CAD Yearly CAD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A prominent financial service firm in Toronto is seeking a Manager, Trade Compliance to oversee the Trade Surveillance Program and ensure regulatory compliance. The ideal candidate will have at least 7 years of experience in broker/dealer relations and compliance, along with strong interpersonal skills and proficiency in Microsoft Excel. This hybrid role offers competitive compensation and opportunities to foster professional growth.
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