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Regulatory Compliance Specialist

Compliance Officer, Registrations - Regulatory Licensing Expert

Job in Toronto, Ontario, C6A, Canada
Listing for: CI Financial
Full Time position
Listed on 2026-02-01
Job specializations:
  • Law/Legal
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A global financial services firm in Toronto is seeking a dedicated Compliance Officer, Registrations, to join their team. The role involves ensuring compliance with registration processes and providing guidance on regulatory requirements. Candidates should have at least 3 years of experience in licensing or securities registrations, strong organizational skills, and proficiency in Microsoft Office. This mid-senior level position offers a dynamic work environment with opportunities for professional growth.
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