Senior FCRM Testing Analyst Job Toronto area,Ontario Canada,Finance & Banking

Position: Senior FCRM Testing Analyst (4558)

Description

CUSTOMER

Execute testing engagement work in accordance with established standards to achieve completion within targeted timelines

Conduct skilled analytical research and analysis as part of the assigned testing objectives

Work collaboratively with key partners throughout the testing engagement

Present objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements

Execute follow-up of findings raised from testing reviews in accordance with established standards

Provide subject matter expertise on FCRM controls and processes and/or input to projects/initiatives as a representative for area of the FCRM testing function

Proactively identify matters which require additional attention, further escalation, or review, and liaise with the appropriate groups to resolve.

SHAREHOLDER

Prioritize and manage own workload to deliver quality results and meet assigned timelines

Contribute to the analysis, due diligence, and implementation of initiatives within defined assignments

Adhere to internal policies, standards and procedures, methodologies, and applicable regulatory requirements

Understand the operations of the business unit/area being tested and to identify potential FCRM risks and apply information to complete

Clearly and concisely document research as required to understand requirements specific to an engagement

Keep abreast of emerging trends/developments and changes to regulatory framework, internal policies, and standards

Knowledge of current and emerging trends, risk and typologies of money laundering, terrorist financing and sanctions.

Actively manage relationships within and across various business lines, corporate and/or control functions, and ensure alignment with enterprise and/or regulatory requirements

Effectively communicate results to FCRM Testing management and the stakeholders

Maintain a culture of risk management and control, supported through FCRM testing

EMPLOYEE / TEAM

Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest

Provide thought leadership and/ or industry knowledge for own area of expertise and participate in knowledge sharing with the team and/or business unit

Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques

Participate in personal performance management and development activities, including potential cross training within own team

Keep team members informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities

Develop relationships with internal and external business partners / stakeholders to develop productive working relationships.

Contribute to a fair, positive and equitable environment that supports a diverse workforce

Act as a brand ambassador for your business area/function and the bank, both internally and/or externally

BREADTH & DEPTH:

Works Independently as a subject matter expert regarding assigned testing areas and objectives, including related regulatory requirements

Develops testing documentation and results reporting in-line with testing requirements

Understands the use of controls for managing financial crimes risk and applies this understanding to independently evaluate controls effectiveness and develop recommendations for enhancement

Undertake and complete a variety of projects and initiatives as part of the testing function

EXPERIENCE AND / OR EDUCATION

Undergraduate degree or equivalent work experience

5+ years experience

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and…


Increase/decrease your Search Radius (miles)



Job Posting Language