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Risk Manager/Analyst Regulatory Compliance Specialist

Compliance Supervisor: Regulatory Oversight & Risk

Job in Toronto, Ontario, C6A, Canada
Listing for: Caldwell Securities Ltd.
Full Time position
Listed on 2026-03-03
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 60000 - 80000 CAD Yearly CAD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
An investment firm in Toronto seeks a Compliance Supervisor to oversee compliance monitoring, assess regulatory adherence, and support staff in mitigating risks. This role demands a university degree in business or finance and 3-5 years of investment dealing experience. The ideal candidate will have strong analytical skills and the ability to manage regulatory inquiries while ensuring adherence to compliance policies.

Competitive rewards and a supportive workplace culture are offered.
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