Compliance Business Oversight Analyst II

Providing independent challenge to first-line business risk owners by conducting independent monitoring activities, specifically as it relates to model compliance risk

Executing monitoring work in accordance with established standards to achieve completion within target timelines

Working collaboratively with key partners throughout the monitoring oversight engagement

Clearly communicating monitoring oversight engagement status updates to the Manager on a regular basis

Presenting objective and independent opinion on the adequacy of model compliance risk governance in the businesses

Drafting formal monitoring oversight reports to first-line business risk owners, and clearly communicating all noted issues, exceptions and opportunities for process improvements

Following up on issues raised from monitoring oversight engagements in accordance with established standards

Proactively identifying matters which require additional attention, further escalation, or review, and liaise with the appropriate groups to resolve

Ensuring that all work is adequately documented and supported by appropriate documentary evidence (e.g. workpapers, test scripts)

Prioritizing and managing own workload to deliver quality results and meet assigned timelines

Staying abreast of emerging trends/developments and changes to model compliance risks, regulatory framework, internal policies, and standards

Overall success is measured by timely completion of monitoring oversight engagements, the quality of the work performed, and the identification of gaps within the first-line model compliance risk governance

Minimum 5+ years of testing/monitoring, compliance risk management, governance and control, or audit experience within a regulated financial services

Proficient knowledge of compliance testing/monitoring standards, systems, procedures, laws, rules, regulations, reporting and controls

Ability to understand law and regulations as they apply to the financial services sector, including Banking, Corporate Office Areas and Insurance

Experience in using analytical software tools, data analysis methods and reporting techniques to collect, organize, analyze and interpret complex or technical data is an asset

Ability to work independently, think critically and make decisions

Consistently delivers high-quality and timely work with attention to detail and a strong sense of ownership and accountability

Organizational awareness and demonstrated relationship building skills, with a superior ability to make things happen through the use of positive influence

Strong organization skills, with the ability to work in a fast-paced environment and manage multiple deadlines and priorities

Skillful communication (written and verbal), negotiation and conflict management skills

Excellent analytical skills with the ability to synthesize information into key messages for executive reporting and communications.

High sense of ownership, adaptability, flexibility, and comfortable with ambiguity

Professional demeanor, excellent interpersonal skills, capable of working with all levels of internal staff, and collaborating across large organizations

Ability to work in a diverse and inclusive workspace

Ability to work in a team dynamic

Proficient in Word, Excel, PowerPoint, Outlook, Teams, Microsoft Office Suite, Visio, and Power BI