Financial Crime Risk Oversight Specialist
Job in
Toronto, Ontario, M5A, Canada
Listing for:
The Toronto-Dominion Bank (Canada)
Full Time
position
Listed on 2026-03-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Financial Crime
Job Description & How to Apply Below
Description
:
CUSTOMER
Provide specialized advice on AML/ATF matters (both regulatory compliance and prudential risk management) affecting the business including, but not limited to, customer identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testingProactively advise the business of new and changed AML regulatory and/or policy changes and articulate the impact to their processes and controlsContribute to the development and implementation of AML Compliance programs related to all aspects of AML and ATF lawsGuide and partner with the business through the development, implementation, oversight and management of effective AML Compliance ProgramsEscalate and manage to resolution significant AML issues and eventsRepresent AML on internal or external committees relating to designated business activities as requiredDeliver relevant subject matter expertise and AML/ATF advice to business managementMaintain oversight (via review and facilitation of executive approval) of all functions and accountabilities related to management reporting and analysisSHAREHOLDER
Actively assist in developing and overseeing implementation of business line policies and FCRM Team proceduresAct as departmental subject matter expert for methodologies for analyzing risk exposures, and liaise with counterparts in other FCRM and business teams to continue to refine and enhance the methodologiesEnsure respective programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business prioritiesConsistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriateProtect the interests of the organization – identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high risk issuesActively manage relationships within and across various business lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirementsKeep current on emerging issues, trends, and evolving regulatory requirements to and assess potential impactsHandle inquiries/requests from Internal Audit and regulatorsMaintain a culture of risk management and control, supported by effective processes in alignment with risk appetiteEMPLOYEE/TEAM
Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interestProvide thought leadership and/ or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and businessParticipate in personal performance management and development activities, including cross training within own teamContribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships.Contribute to a fair, positive and equitable environment that supports a diverse workforceBREADTH & DEPTH
Senior specialist with AML expertise, works independently and is accountable for managing a specialized AML function or areaProvides AML advice to a business as FCRM representative on a complex project or change initiative.Provide advanced analysis and/or specialized reporting to support business partners, functional areas or centres of expertiseProvide guidance and support to analysts on matters related to portfolio and specialityExpert knowledge of the business and operational functions supportedTypically a subject matter expert for a key functional AML area and business requirementsContact for business management, external/internal auditors, dealing with non-routine informationManage / assist with regulatory reviews including inquiries, audits, and examsDeep knowledge and understanding of businesses / technology, and organizational practices/ disciplinesIdentify and…
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