Dir Gouvernance et Contrôles

Lieu De Travail

Toronto, Ontario, Canada

37.5

Gouvernance et Contrôles

$81,600 - $115,200 CAD

La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques essentielles de l’expérience collègue à la TD. Nos politiques et pratiques en matière de rémunération ont été conçues pour permettre aux collègues de progresser dans l’échelle salariale au fil du temps, à mesure qu’ils s’améliorent dans leurs fonctions.

Le salaire de base offert peut varier en fonction des compétences et de l’expérience du candidat, de ses connaissances professionnelles, de son emplacement géographique et d’autres besoins particuliers du secteur et de l’entreprise. En tant que candidat, nous vous encourageons à poser des questions sur la rémunération et à avoir une conversation franche avec votre recruteur, qui pourra vous fournir des détails plus précis sur ce poste.

The Business Banking Governance & Control (BBG&C) team acts as the 1st Line of Defense (1B) in TD's "Three Lines of Defense" model to risk management. We work with Control Partners to ensure appropriate control frameworks are implemented within Business Banking (BB) that are designed to effectively and proactively mitigate operational and regulatory risk. We are also responsible for completing quality control testing activities to ensure appropriate compliance to regulations and business processes.

Reporting to the Manager, Business Banking G&C, the Manager I, Governance & Control will provide support for AML /Regulatory Compliance Management as an SME and manage/conduct ongoing quality testing for key controls.

• Manage and assist on a set of business governance and control programs requiring coordination across multiple areas and business stakeholders in support of the overall business strategy and execute governance and control activities in accordance with established standards.
• Lead the periodic refresh of AML/RCM controls.
• Manage the intake & assessment of risk incidents / potential issues from AML/regulatory impact standpoint. Incident tracking and managing the Issues lifecycle by coordinating with various stakeholders to ensure timely escalation/reporting, remediation, and closure of these issues.
• Provide subject matter expertise on Business Banking Regulatory Compliance/AML.
• Execute governance and control testing activities in accordance with established standards and testing programs.
• Provide specialized business governance and control related advice/support to management / leadership and respective teams for area(s) of specialization.
• Interprets guidelines, standards, policies, and results of analysis to inform decision making at senior levels.
• Review processes and controls and "connect the dots" across issues and control deficiencies to increase standardization of solutions, processes and controls.
• Exercise discretion in managing correspondence, information, and all matters of confidentiality.
• Keep management informed about the status / progress of testing and completion of testing within assigned time frames.
• Foster a positive work environment and contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.

• Minimum 7+ years related experience.
• Previous Audit, AML, Regulatory Compliance Testing or 1st Line Controls Testing experience with in-depth knowledge of business processes within Banking industry is considered asset.
• Detail oriented and strong analytical skills, with experience in collecting and organizing information.
• Strong written and verbal communication skills.
• Ability to exercise sound judgement in making decisions.
• Ability to work independently and collaboratively to build relationships across teams and functions.
• Proficient knowledge of governance, risk and control procedures, strategies & tactics.
• Effective time management, multi-tasking and organizational skills to meet tight timelines and adapt to changing…