Description
:Department Overview
The TD Global Financial Crime Risk Management department is accountable for establishing TD's Global Anti-Money Laundering (AML), Anti-Terrorist Financing (ATF), Economic Sanctions and Anti-Bribery/Anti-Corruption (ABAC) (collectively, Financial Crime Risk Management) program to ensure that all TD businesses adhere with AML/ATF/Sanctions/ABAC regulatory expectations in all jurisdictions where TD operates. This includes setting consistent standards across business segments that may be further tailored to specific business or jurisdictional requirements;
conducting periodic enterprise-wide AML/ATF/Sanctions/ABAC risk assessments; maintaining the Global AML Policy (including Know Your Customer and Enhanced Due Diligence, record keeping & retention requirements); currency transaction and suspicious transaction monitoring and reporting; screening TD customers against regulatory watch lists; a hierarchy of designated AML officer functions; enterprise-wide and specialized AML training of employees; and independent AML testing.
Reporting to the Associate Vice President, FCRM, Model Management, Customer Risk Rating, Canada and EAP, the Manager will be responsible for supporting the maintenance of the control coverage matrix across FCRM owned models for TD, including the Control Inventory and Transaction Monitoring Coverage Map. This proactive, strategic thinker will identify opportunities to further enhance TD's coverage matrix, identifying risks and solutions.
Job Requirements
CUSTOMER
Maintains the FCRM Control Inventory across FCRM-owned models and other relevant FCRM controls.
Identifies enhancement opportunities and develops action plans for any gaps in the FCRM Control Inventory and develops strategies to continuously enhance control coverage.
Supports and executes transaction monitoring ("TM") coverage assessment methodology as well as end-to-end process of the TM coverage assessment and its periodic refreshes including remediation planning.
Collaborates with FCRM Model Management teams as well as Enterprise Technology as needed to continuously discuss enhancements of control coverage.
Interfaces with model risk management, internal audit, and other non-FCRM functions to ensure alignment of the control coverage practices to TD's enterprise standards.
Work closely with business owners to identify opportunities and serve as an ambassador for automated controls coverage.
Work in a highly interactive, team-oriented environment with Big Data developers, and analytical experts.
Collaborate with business partners to shape and prioritize ad hoc analysis.
SHAREHOLDER
Support execution with excellence on key initiatives/programs.
Identify opportunities for business growth within a specific business or function by identifying potential use cases and value drivers.
Proactively support the identification of issues, trends and opportunities, and bring forward recommendations based on judgment and facts.
Support control coverage framework to succinctly take complex data and translate it into clear and concise recommendations.
Ensure deep understanding and contribute to the achievement of the business strategy, goals, and objectives.
Support relationships with corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements.
Support team in staying knowledgeable on emerging issues, trends and evolving regulatory requirements and assess potential impacts to the Bank.
Assess / identify key issues and escalate to appropriate levels and relevant stakeholders and business management where required.
Identify, mitigate and report on risk issues per enterprise policy / guidance and ensure appropriate escalation processes are followed.
Ensure business operations are in compliance with applicable internal and external requirements (e.g. financial controls, segregation of duties, transaction approvals and physical control of assets)
Protect the interests of the organization – identify and manage risks, and escalate non-standard, high risk transactions / activities as necessary.
Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess…
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