Risk Management - Transformation,Enablement & Customer Experience and Platforms & Technology; TECE-P Compliance Job Toronto area,Ontario

Position: Risk Management - Transformation, Enablement & Customer Experience and Platforms & Technology (TECE-P) Compliance

Description

DEPARTMENT OVERVIEW

Co-op and Internship opportunities allow you to gain valuable work experience across a number of the businesses will work with experienced colleagues, receive world class training, and be part of a community of students across TD, where you will have an impact, grow as individual and experience our culture of care.

Our Co-op/Intern Programming is offered with select Co-op and Internship roles and is designed to help you better understand the TD business, build on critical career capabilities, and broaden your professional network. This program is designed to complement your on-the job experience and features:

Leadership talks with key Leaders from across the organization

Lunch and Learns on topics such as Innovation

Diversity and Inclusion and Personal Branding and so much more

The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Department Mandate, in execution of the Enterprise Regulatory Compliance Management (RCM) Framework.

As part of the larger Compliance Department, the Transformation, Enablement, & Customer Experience and Platforms & Technology (TECE-P) Compliance group provides day-to-day Compliance support to various business lines across these corporate segments including Enterprise Digital Strategy & Innovation, Enterprise Payments, Sustainability & Corporate Citizenship, Analytics, Insights & Artificial Intelligence (AI2), Marketing & Customer Experience, Enterprise Real Estate, TD Procurement, Protect Platform, and Customer Platforms.

As an oversight function, Compliance is responsible for the independent oversight of compliance risk across TD globally; driving a consistent, adaptable and effective culture across the organization; and assessing the adequacy of, adherence to and effectiveness of TD's day-to-day Regulatory Compliance Management (RCM).

JOB DESCRIPTION

Reporting to the Senior Manager, TECE-P Compliance, the primary responsibility of the Compliance intern, is to support the development and enhancement of both Risk Owner and Compliance RCM programs for the business units we support, with a focus on Global Compliance Program initiatives including the Regulatory Compliance Management (RCM) Framework and Standards (collectively "RCM Program"), Enterprise Governance Risk and Control (EGRC) Program, Conduct Risk Framework, Compliance Governance and Assurance Policy reviews, TD Accessibility Policy (Canada), and various initiatives.

This role will support strategic Compliance program initiatives.

This is an exciting opportunity for individuals in the field of governance, risk and controls. Specific accountabilities include the following:

Support the ongoing evolution and execution of the Compliance RCM Program which includes developing and aligning engagement and interaction models within Compliance, as well as first and second line control partners;

Development of resource materials for Compliance Unit (CU) Executive and Senior Management support and implementation of enterprise initiatives;

Substantive review of regulatory change intake and execution in accordance with RCM standards

Conduct research and develop subject matter expertise related to innovation, top and emerging risks, regulatory trends and industry best practices;

Provide objective guidance, challenge and support on regulatory compliance related matters;

Report on existing and emerging regulatory compliance issues and risks to Compliance and BU management/executives;

JOB REQUIREMENTS

We’re proud to work with a group of diverse colleagues. If you have relevant experience that isn’t mentioned

below, tell us about it in your resume or cover letter.

Currently enrolled in an undergraduate degree in Finance, Accounting, Analytics, Data, Business/Commerce or related field

Must be enrolled in an undergraduate degree with the intent of going back to school at the start of your work term (requirement of all co-op/intern positions)

Experience in reviewing and assessing regulatory requirements;

Ability to work independently, think critically and make decisions;

Ability to manage high volumes of work in a fast-paced…


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Risk Management - Transformation, Enablement & Customer Experience and Platforms & Technology; TECE-P Compliance