Senior Audit Manager, Capital Markets

In this role you’ll have the opportunity to provide leadership in improving the overall control environment within CIBC and lead multi-skilled audit teams on large and/or highly complex audits in Capital Markets areas of the Bank. You’ll provide an independent opinion on the design and effectiveness of operational and management controls in accordance with industry best practices and develop and maintain strong relationships with business partners.
* At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.
*** How you’ll succeed**
* ** Audit assignments
- ** Identify and fully understand the key business processes, their inherent risk, and the control environment. Scope and plan risk based audits, assess relevant processes and controls, and provide an independent opinion on their design and operating effectiveness.
* ** Audit reporting
- ** Identify business control weaknesses, and objectively assess the severity and materiality of the issues and their potential impact on the business. Work with business management to develop action plans based on provide realistic and workable solutions, to mitigate the risk and exposure in the long term.
* ** Continuous improvement
- ** Provide effective and timely communication on risks and issues with influence and judgment to create positive outcomes. Foster positive team environment that looks for ways to enhance audit guidelines and practice development and to improve efficiency and audit experience. Play advisory role in matters related to risk assessment and controls.
** Who you are**
* ** You can demonstrate experience in
** in-depth knowledge and understanding of the Capital Markets related businesses, products, risks, processes and controls, with minimum of 5 years proven and progressive experience in Audit, Capital Markets, Product Control, Governance and Controls or other equivalent experience;
Professional designation/certification such as CPA , CFA, FRM, CIA or equivalent would be an asset.
* Preference will be given to those with experience in Private Credit, Collateral Financing, Prime Brokerage and other similar areas
* ** You embrace and champion change.
** You'll continuously evolve your thinking and the way you work in order to deliver your best.
* ** You give meaning to data.
** You enjoy investigating complex problems, and making sense of information and integrating the use of AI in everyday functions. You're confident in your ability to communicate detailed information in an impactful way.
* ** You're passionate about people.
** You find meaning in relationships, and surround yourself with a diverse network of business partners. You build trust through respect and authenticity.
* ** Values matter to you.
** You bring your real self to work and you live our values – trust, teamwork and accountability. #LI-TA
* We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program , defined benefit pension plan , an employee share purchase plan, a vacation offering, wellbeing support, and Moment Makers, our social, points-based recognition program.
* Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
* We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
* CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailb
* CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.
* You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
* We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values:
Trust, Teamwork and Accountability.
Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.
Every day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us.
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