Compliance Analyst, Business

Overview

TMX Careers:
Venture outside the ordinary. The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we connect cross-functionally, traversing industries and geographies, moving opportunity into action, advancing global economic growth, and propelling progress. Through collaboration and a nimble operating model, we power critical systems, fuel capital formation and innovation, and bring opportunity to business visionaries, product ingenuity to consumers, and career exploration to our team.

Ready to be part of the action? The 12-Month Contract Compliance Analyst will support the TMX Datalinx Business Operations team by ensuring adherence to reporting policies, oversight standards, and internal controls across the Datalinx Xpress & Audit Programs. The role monitors client compliance, conducts reviews and True Ups, interprets data for compliance insights, and enhances governance across Datalinx sales, product, and operations teams.

This position requires strong analytical capabilities, excellent stakeholder communication, and a commitment to accuracy, transparency, and regulatory alignment.

• Compliance Oversight & Client Governance:
  Partner with the TMX Datalinx Business Operations team to strengthen compliance controls within the Datalinx Xpress & Audit Program.
• Conduct compliance True Ups with clients to verify adherence to TMX Datalinx reporting policies and contractual obligations.
• Develop and maintain discovery cases based on client feedback, ensuring potential compliance gaps or risk areas are identified early.
• Communicate policy requirements, product roadmaps, and regulatory-aligned offerings to strategic clients to support transparency and compliance readiness.

• Identify, analyze, and interpret patterns in complex datasets to detect compliance risks, inconsistencies, or anomalies in sales, pricing, operational activity, and client behavior.
• Generate actionable insights that inform compliance decisions, risk mitigation planning, and operational improvements.
• Prepare compliance reports and metrics for internal stakeholders, supporting audit readiness and internal review cycles.

• Collaborate with cross-functional teams—technical delivery, sales, product, and operations—to enhance processes and ensure alignment with compliance best practices.
• Support the development and refinement of compliance monitoring workflows, documentation standards, and audit procedures.
• Assist in process improvement initiatives to reduce risk exposure, streamline compliance checks, and enhance end-to-end governance across Datalinx teams.

• Recent graduate with a Bachelor’s degree in Business, Commerce, Economics, or Finance
• Proven quantitative analysis skills, preferably in financial products or asset classes
• Strong attention to detail and adherence to high compliance accuracy standards
• Collaborative, proactive, and results-oriented mindset
• Strong client-facing communication and relationship management capabilities
• Demonstrated learning agility and ability to adapt to evolving compliance requirements
• Advanced proficiency in Microsoft Excel for compliance tracking and reporting

• Experience in the securities industry, including knowledge of trading workflows and how broker/dealers, buy-side firms, traders, analysts, and advisors leverage TMX products—especially in contexts requiring compliance, reporting accuracy, or audit support.

Salary Range: 30/hour-35/hour CAD – Please note this salary range is a guideline and may vary based on factors including knowledge, skills, and experience. Recruiting efforts for this role are intended to fill a vacant position.

Excitement - Explore emerging technology and innovation, as well as ventures and digital finance that shape the future of global markets. Experience the movement of the market while grounded in the stability of close to 200 years of success.

Connection - With site hubs in some of the world’s most…