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Senior Field Compliance & Supervision Lead

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: Edward Jones
Full Time position
Listed on 2026-01-15
Job specializations:
  • Management
    Risk Manager/Analyst, Wealth Management
  • Finance & Banking
    Risk Manager/Analyst, Wealth Management
Job Description & How to Apply Below
A financial services firm based in Tempe, AZ is seeking to fill the role of Field Supervision Team Leader. This pivotal position involves enforcing compliance rules, mentoring teams, and overseeing risk management for client interactions. The ideal candidate will have strong leadership and decision-making skills, alongside necessary series licenses. The firm offers a hybrid work option and is committed to fostering an inclusive workplace that values individual contributions.

Competitive compensation with a focus on professional development is also provided.
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Position Requirements
10+ Years work experience
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