More jobs:
Compliance Counsel — Affiliated Funds; Hybrid
Job in
Tempe, Maricopa County, Arizona, 85285, USA
Listed on 2026-02-08
Listing for:
Edward Jones
Full Time
position Listed on 2026-02-08
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is hiring a Compliance Counsel to provide regulatory advice, conduct diligence on fund service providers, and maintain compliance policies. The ideal candidate has a Juris Doctorate, a legal license, and 3-5 years of relevant experience, particularly in litigation and financial services. This role includes periodic travel and is hybrid-eligible, situated in Tempe or St. Louis. Benefits include medical coverage, paid holidays, and retirement plans.
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