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Compliance Counsel - Financial Services Regs & Oversight
Job in
Tempe, Maricopa County, Arizona, 85285, USA
Listed on 2026-02-07
Listing for:
Edward Jones
Full Time
position Listed on 2026-02-07
Job specializations:
-
Law/Legal
Financial Law, Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial services firm is seeking a Compliance Counsel to provide regulatory guidance and support its affiliated mutual fund complex. The role includes advising on compliance with federal and state laws, developing policies, and conducting compliance reviews. Ideal candidates will possess a Juris Doctorate and experience in private practice or as in-house counsel, preferably with a background in litigation.
The position is full-time and may require travel. A competitive benefits package is offered.
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