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Regulatory Compliance Specialist Financial Services

Senior Financial Planning Compliance Analyst — Impact & Policy

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: LPL Financial
Full Time position
Listed on 2026-01-25
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 75280 - 125467 USD Yearly USD 75280.00 125467.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Tempe is seeking a candidate with a strong background in financial services and compliance. Responsibilities include developing policies, responding to inquiries, and driving collaboration across departments. Applicants should have a Bachelor's Degree and at least 5 years of experience, along with excellent communication skills and the ability to manage risks effectively.

This role offers a competitive salary range of $75,280–$125,467/year and a robust benefits package.
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Position Requirements
10+ Years work experience
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