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Regulatory Compliance Specialist

Director, Advisor Compensation & Operations

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: Kestra PWS
Full Time position
Listed on 2026-01-23
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial advisory firm in Arizona is seeking a Head of Advisor Compensation to lead the compensation processing for financial professionals. The role demands exceptional communication and organizational skills, a strong background in financial regulatory practices, and experience in management. The ideal candidate will collaborate with internal stakeholders to enhance operational efficiencies and drive strategic improvements. This position offers competitive benefits and a commitment to advancing financial independence.
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