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Financial Consultant Regulatory Compliance Specialist

Risk & Compliance Specialist

Job in Tempe, Maricopa County, Arizona, 85285, USA
Listing for: U.S. Bank
Full Time position
Listed on 2026-01-23
Job specializations:
  • Finance & Banking
    Financial Consultant, Regulatory Compliance Specialist
Job Description & How to Apply Below
A major financial institution in Tempe is looking for a compliance professional to partner with various teams to create and maintain an effective risk management framework. You will review policy violations, customer complaints, and provide necessary reports. Ideal candidates will possess a bachelor's degree, 3+ years of experience, and several important financial certifications, including Series 7 and Series 24. This position offers health benefits, paid vacations, and supports work-life balance.
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