Investigative Accountant

Are you a detail-oriented financial professional? Do you have a passion for justice and experience with accounting? Are you ready to perform a crucial role within the Division of Securities?

* This position typically follows a standard Monday–Friday business schedule with potential for telework options based on eligibility. A hybrid telework schedule may be available after training.

The Utah Division of Securities is seeking an Investigative Accountant to join our enforcement team. In this role, you will work independently to conduct complex investigative accounting duties involving securities fraud cases.

You will lead routine and for‑cause investigations of broker‑dealers and investment advisers, as well as investigate unlicensed individuals and entities. Your work will determine compliance with the Utah Uniform Securities Act, the Utah Criminal Code, and federal regulations. This position offers the unique opportunity to work alongside law enforcement and prosecutors to dismantle complex financial fraud schemes and protect Utah investors.

• Perform investigative accounting procedures, including analysis of complex financial statements, ledgers, and transactions to uncover fraud or misappropriation.

• Conduct detailed financial forensic analysis on bank and brokerage records to trace funds and identify financial irregularities.

• Provide expert testimony in administrative, civil, and criminal proceedings, explaining complex financial findings.

• Write comprehensive investigative reports that serve as the basis for regulatory actions or criminal prosecutions.

• Provide technical guidance and on‑the‑job training to staff on advanced accounting techniques.

• Collaborate with local, state, and federal agencies (including the FBI, SEC, and NASAA) on multi‑jurisdictional investigations.

• Oversee the collection of fines and restitution and prepare enforcement expenditure reports for the Utah Securities Commission.

• Make clear summations and determinations based on quantitative analyses of business records.

• Communicate complex findings under oath to triers of fact and the general public.

• Work effectively in a team‑oriented environment while maintaining the discipline to manage an independent project caseload.

• Experience in professional accounting, forensic auditing, or financial investigations.

• Experience in analyzing bank, brokerage, financial, and/or tax records to identify irregularities.

• Experience preparing detailed written reports or legal documentation based on financial analysis.

• Education:
  
  An undergraduate degree in a related field of accounting, business, finance, criminology, statistics, mathematics, political science, public administration, and a Master’s degree in Accounting. Equivalent experience:
  Applicants without the preferred degree may substitute four (4) to six (6) years of direct professional experience in forensic accounting, securities regulation, or complex financial auditing.

• Certifications:
  
  Current Certified Public Accountant (CPA) license (or currently sitting for the exam). Certified Fraud Examiner (CFE) or Certified in Financial Forensics (CFF) credentials. Equivalent experience:
  Candidates who have worked under the direct supervision of a CPA for at least two (2) years or have significant documented experience in criminal/civil financial investigations may be considered in lieu of certifications.

The Division of Securities provides you with an opportunity to work with a great team responsible for regulating the securities (investment) industry in the state and enforcing Utah's securities laws. This position will provide you with a variety of different cases and motives to investigate without repetition; no case is ever the same. This is a true learning experience regardless of your level of expertise.

For more information about our division, please visit our website.

This position is also eligible for a rich benefits package, generous paid time off, and a great work‑life balance. You can learn more about the offered benefits here.

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