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Tampa Compliance & Branch Exams Lead; FINRA
Job in
Tampa, Hillsborough County, Florida, 33646, USA
Listed on 2026-02-28
Listing for:
National Society of Compliance Professionals
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist, Financial Compliance, Banking Operations
Job Description & How to Apply Below
A financial services firm in Tampa is seeking a highly motivated compliance professional to join their team. This full-time role requires extensive knowledge of compliance regulations and the ability to implement policies that promote ethical behavior. Ideal candidates will have 3-5 years of experience in financial services compliance and possess Series 7 and 24 certifications. The position emphasizes collaboration with financial professionals and a commitment to maintaining high compliance standards.
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