Services Business Compliance Independent Assessment SVP

## For additional information, please review .Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk;

reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacy of remediation taken to address reported issues.
** Key Activities include:
***
* Qualifications:

*** 10+ years of experience
* Expertise of Compliance laws, rules, regulations, risks and typologies
* Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
* Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
* Demonstrated career progression within highly respected diversified institutions with complex and diverse products and customers
* Understanding of rules, laws, and regulations, and specific regulatory requirements impacting financial services
* Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
* Effectiveness in working within a large scale and complex matrix organization is essential
* Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
* Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
* Willingness to travel
* Must be a self-starter, flexible, innovative and adaptive
* Highly motivated, strong attention to detail, team oriented, organized
* Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
* Ability to work collaboratively with regional and global partners in other functional units in different time zones ; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
* Experience in managing regulatory exams and relationships with examiners, auditors, etc
* Awareness of regulatory requirements including local and US laws, international and industry standards
* Advanced knowledge in area of focus- compliance risk management and Services business
*
* Education:

*** Bachelor's/University degree, Master's degree preferred
* Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus;
Advanced degree a plus-----------------------------------------------------
- ** Job Family Group:
** Compliance-----------------------------------------------------
- ** Job Family:
** Compliance Independent Assessment-----------------------------------------------------
- ** Time Type:
** Full time-----------------------------------------------------
- ** Primary

Location:

** Tampa Florida United States-----------------------------------------------------
- ** Primary Location Full Time Salary Range:**$ - $In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays.

For additional information regarding Citi employee benefits, please visit  Available offerings may vary by…