Senior Compliance Manager SIPPs

Job in Stirling, Stirlingshire, FK15 0GX, Scotland, UK

Listing for: twenty84

Contract position
Listed on 2026-01-11

Job specializations:

Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Crime

Senior Compliance Manager – SIPPs

Stirling, Scotland, United Kingdom – 2–3 days onsite, 3–6 month contract. Day rate contract.

Experienced senior SIPP / pensions compliance contractor needed to provide compliance support within a financial planning business.

Key responsibilities:

BAU compliance oversight across SIPP and pensions
Regulatory change, Consumer Duty and product governance
FCA engagement, regulatory reporting and information requests
Risk register management, capital adequacy, and board papers
Review of member-facing materials and compliance documentation
AML / Financial Crime input, adviser and investment due diligence
Acting as Vulnerable Client Champion
Liaison with second and third line on monitoring, audit, SMCR and complaints

Key requirements:

Strong SIPP / pensions compliance background from financial planning / SIPP / wealth management businesses
Technical FCA knowledge, including COBS
Broad AML / Financial Crime understanding
Able to operate autonomously and deliver straight away

Interested?

If you’re available on short notice and this aligns with your experience, please apply here.

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