Senior Compliance Leader – SEC & Regulatory Oversight

A federal court in Connecticut is seeking a compliance professional to join their Stamford office. In this key leadership role, you will ensure the effectiveness of the compliance program and mitigate risks by enforcing policies aligned with SEC regulations. You will also be responsible for developing compliance procedures, conducting training, and assisting with regulatory inquiries. The ideal candidate should have over 10 years of relevant experience and solid knowledge of SEC rules, excellent communication skills, and the ability to work in a fast-paced environment.
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