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Regulatory Compliance Specialist

Senior Compliance Leader – SEC & Regulatory Oversight

Job in Stamford, Fairfield County, Connecticut, 06925, USA
Listing for: CFA Institute
Full Time position
Listed on 2026-02-07
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading financial institute is seeking a motivated compliance professional in Stamford, CT. This key role involves ensuring compliance with SEC regulations, developing policies, and providing training. Candidates should have a minimum of 10 years of experience in compliance at a registered investment adviser or hedge fund. Strong communication and organizational skills are essential. Join a pivotal position that influences the culture of compliance within the organization.
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Position Requirements
10+ Years work experience
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