Global Banking Audit Manager

Overview

Your role
Are you a sharp evaluator of risk, who enjoys investigating complex business processes and products? Do you want to play a key role in improving the effectiveness of business-critical processes and controls to help safeguard and strengthen UBS? At UBS, we have re-imagined the way we work, the way we connect with each other – our colleagues, clients and partners – and the way we deliver value.

Being agile will make us more responsive, more adaptable, and ultimately more innovative.

• plan, lead and execute audits and issue assurances
• highlight where controls are functioning well or where UBS needs to act to better manage current and emerging risks, and escalate any significant concerns
• where relevant, develop issues and audit reports according to our internal standards that are fully supported by the work done and agree them with relevant stakeholders
• as a subject matter expert, actively perform continuous risk assessments of in scope businesses
• proactively and successfully collaborate with peers in and across audit teams
• build and maintain constructive relationships with colleagues and relevant stakeholders at all levels including senior management

New York: the salary range for this role is $140000 to $188000

The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit

Full Time

332844

New York, Stamford

In our agile operating model, audit crews are aligned to business and functional areas, products and services. You’ll be working in the Global Banking Audit team within the Investment Bank Audit Stream in New York or Stamford focusing on auditing businesses such as Leveraged Capital Markets, Corporate Lending, Mergers & Acquisitions, Commercial Real Estate Finance, Debt and Equity Capital Markets.

• bachelor or master degree or equivalent focusing on finance, business administration or accounting / auditing
• ideally 7 years of audit experience in capital markets such as Leveraged Capital Markets, Corporate Lending, Mergers & Acquisitions, Real Estate Finance, Debt and Equity Capital Markets preferably in internal auditing in an investment bank
• strong analytical skills and quantitative approach to problem solving
• able to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes
• willingness to keep up with industry, regulatory developments and learn new concepts and methods
• ability to effectively communicate with senior stakeholders
• ideally has familiarity with data analytics tools

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey.

And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.