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Corporate Finance Financial Compliance Regulatory Compliance Specialist Accounting & Finance

AVP, Broker-Dealer Controllership & Regulatory Reporting

Job in Stamford, Fairfield County, Connecticut, 06925, USA
Listing for: State Street
Full Time position
Listed on 2026-01-26
Job specializations:
  • Finance & Banking
    Corporate Finance, Financial Compliance, Regulatory Compliance Specialist, Accounting & Finance
Salary/Wage Range or Industry Benchmark: 100000 - 167500 USD Yearly USD 100000.00 167500.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Stamford, CT seeks an Assistant Vice President to join their Broker Dealers BU Controllership team. The ideal candidate will possess a strong accounting background, focusing on regulatory reporting and enhancing internal controls. Responsibilities include ensuring financial accuracy, engaging with global leaders on initiatives, and supporting compliance with GAAP. A bachelor's degree in accounting and 5+ years of experience in the financial services sector are essential.

This role offers a salary range of $100,000 - $167,500 annually.
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