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Compliance Analyst, Regulatory and Trading Compliance

Job in Stamford, Fairfield County, Connecticut, 06925, USA
Listing for: Point72 Asset Management, L.P
Full Time position
Listed on 2025-12-03
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below

A Career with Point
72’s Compliance Department

The Point
72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point
72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do
  • Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
  • Develop and maintain a library of exchange rules and regulatory enforcement actions
  • Review and update certain compliance and trading policies
What’s required
  • Bachelor's degree from an accredited college or university
  • GPA 3.0 or greater
  • Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
  • Ability to manage and prioritize multiple tasks and see each task to completion
  • Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
  • Commitment to the highest ethical standards
We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Mental and physical wellness programs
  • Volunteer opportunities
  • Non-profit matching gift program
  • Support for employee-led affinity groups representing women, minorities and the LGBT+ community
  • Tuition assistance
  • A 401(k) savings program with an employer match and more
About Point
72

Point
72 is a leading global alternative investment firm led by Steven

A. Cohen. Building on more than 30 years of investing experience, Point
72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit

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