Compliance Manager, Finance & Banking

Compliance Manager – Southampton

We’re working with an international professional services firm to hire a Compliance Manager for their Southampton office.

In this role, you’ll support the Head of Compliance in ensuring the organisation meets its AML/CFT and sanctions obligations across client take‑on, periodic reviews and wider regulatory activity. You’ll act as a subject matter expert for onboarding and compliance queries, build strong working relationships across multiple jurisdictions, and play a key role in identifying risk areas, shaping improvements and supporting ongoing monitoring, audit and project work.

• At least five years’ experience in a similar compliance role, ideally in financial services or legal practice.
• Strong knowledge of AML/CFT legislation, sanctions regimes and risk‑based CDD processes.
• Relevant professional qualification such as CAMS or ICA is essential.

• Providing expert onboarding support to partners and fee earners and advising on AML/CFT queries.
• Supporting the Bermuda onboarding team and wider compliance colleagues across jurisdictions.
• Keeping up to date with regulatory developments and helping implement policy and process changes.
• Identifying compliance risks, recommending solutions and guiding approved action plans.
• Managing operational issues, tracking resolutions and supporting compliance monitoring outcomes.
• Acting as an escalation point for high‑risk or complex matters requiring senior input.
• Contributing to onboarding‑related projects, systems and process improvements.
• Supporting regulatory submissions and external audit activity.

Work hours:

11:00 am to 7:00 pm.

Contact:
em

Mid‑Senior level

Full‑time

Legal

Legal Services and Law Practice

Location:

Southampton, England, United Kingdom