Sr. Associate Financial Planner

• Assist Financial Planner in preparing for and conducting client meetings.
• Regularly monitor clients' financial situations with attention to detail and accuracy.
• Involve in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Perform post-client meeting tasks, including financial situation analysis and coordinating planning implementation with outside professionals if necessary.
• Assist in trading and rebalancing of client investment accounts, including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting.
• Deliver financial planning advice for high-net-worth clientele.
• Develop and manage ongoing client relationships independently.
• Maintain and manage portfolios in conjunction with the Lead Financial Planner.
• Support role on the Investment Committee with portfolio maintenance, including adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
• Conduct ongoing fund research under the guidance of the Chief Investment Officer for updates to models and fund swaps.
• Coordinate portfolio reviews under the guidance of the Investment Committee.
• Build agendas and help facilitate dialogue.

• Required FINRA registration, including Series 7 and 66 (or FINRA recognized equivalents).
• B.A. or B.S. degree.
• CFP or other industry designations/credentials.
• Self-starter with strong organizational skills and attention to detail.
• Strong financial and analytical skills.
• Ability to work independently and keep the Planner aware of progress and hurdles.

• Assist Financial Planner in preparing for and conducting client meetings.
• Regularly monitor clients' financial situations with attention to detail and accuracy.
• Involve in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Perform post-client meeting tasks, including financial situation analysis and coordinating planning implementation with outside professionals if necessary.
• Assist in trading and rebalancing of client investment accounts, including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting.
• Deliver financial planning advice for high-net-worth clientele.
• Develop and manage ongoing client relationships independently.
• Maintain and manage portfolios in conjunction with the Lead Financial Planner.
• Support role on the Investment Committee with portfolio maintenance, including adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
• Conduct ongoing fund research under the guidance of the Chief Investment Officer for updates to models and fund swaps.
• Coordinate portfolio reviews under the guidance of the Investment Committee.
• Build agendas and help facilitate dialogue.

Salary Type :
Annual Salary

Salary Min : $ 75000

Salary Max : $ 83000

Currency Type : USD