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Regulatory Compliance Specialist

Chief Compliance & Risk Executive

Job in Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-10
Job specializations:
  • Management
    Regulatory Compliance Specialist
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 250000 - 300000 USD Yearly USD 250000.00 300000.00 YEAR
Job Description & How to Apply Below
A leading financial solutions provider is seeking a Chief Compliance Officer to oversee compliance across its operating businesses and broker-dealer entities. This hybrid role based in Newton, MA requires at least 15 years of compliance experience, strong leadership abilities, and a thorough understanding of securities regulations. Key responsibilities include ensuring adherence to laws, managing compliance training, and acting as a liaison with regulators.

Competitive salary range of $250-300k, plus benefits.
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