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Regulatory Compliance Specialist

Chief Compliance & Regulatory Strategy Leader

Job in Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-10
Job specializations:
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 250000 - 300000 USD Yearly USD 250000.00 300000.00 YEAR
Job Description & How to Apply Below
A technology and service platform provider is seeking a Chief Compliance Officer to oversee compliance functions across broker-dealer and investment advisor sectors. This leadership role requires strong regulatory expertise, team management capabilities, and a minimum of 15 years of relevant experience. Ideal candidates will possess advanced securities licenses and exhibit exceptional problem-solving, decision-making, and communication skills. The position is hybrid, located near Newton, MA, with a competitive salary range of $250-300k.
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