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Regulatory Compliance Specialist

Chief Compliance & Regulatory Strategy Leader

Job in Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-10
Job specializations:
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 150000 - 200000 USD Yearly USD 150000.00 200000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance across its operations. The role includes ensuring adherence to regulations, managing compliance teams, and advising senior management on regulatory matters. The ideal candidate will have significant experience in broker-dealer compliance and securities regulations, along with strong leadership and negotiation skills. This position is hybrid, requiring presence in Newton, MA.
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