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Regulatory Compliance Specialist CFO

Chief Compliance & Regulatory Strategy Leader

Job in Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-09
Job specializations:
  • Management
    Regulatory Compliance Specialist, CFO
Salary/Wage Range or Industry Benchmark: 250000 - 300000 USD Yearly USD 250000.00 300000.00 YEAR
Job Description & How to Apply Below
A leading independent technology and service platform is looking for a Chief Compliance Officer to oversee compliance. This role involves managing compliance across broker-dealers and investment advisers, ensuring adherence to laws and regulations. Ideal candidates will have extensive compliance experience and the ability to provide guidance to senior management. The position is hybrid, primarily based in Newton, MA, and offers a salary range of $250-300k excluding bonuses and benefits.
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