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Regulatory Compliance Specialist

Chief Compliance & Regulatory Strategy Leader

Job in Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-06
Job specializations:
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 250000 - 300000 USD Yearly USD 250000.00 300000.00 YEAR
Job Description & How to Apply Below
A leading compliance services firm is seeking a Chief Compliance Officer to oversee compliance for broker-dealers and investment advisors. Responsibilities include ensuring adherence to regulations, managing a compliance team, and advising management on initiatives. The ideal candidate will have at least 15 years of experience in compliance, expert knowledge of securities regulations, and strong leadership skills. This is a hybrid position based in Newton, MA, offering a competitive salary between $250k-$300k plus benefits.
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