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Regulatory Compliance Specialist CFO

Chief Compliance & Regulatory Strategy Leader

Job in Scranton, Lackawanna County, Pennsylvania, 18512, USA
Listing for: Ascensus
Full Time position
Listed on 2026-03-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, CFO
  • Management
    Regulatory Compliance Specialist, CFO
Salary/Wage Range or Industry Benchmark: 250000 - 300000 USD Yearly USD 250000.00 300000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Chief Compliance Officer to oversee compliance and manage its broker-dealers and investment advisors. This hybrid role requires a minimum of 15 years in compliance, with expertise in securities and investment products. The successful candidate will provide guidance to business units, ensure adherence to regulations, and lead a dedicated team. Competitive salary range is $250-300k, along with comprehensive benefits including 401(k) match and health insurance.
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