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Financial Compliance Regulatory Compliance Specialist

Compliance Analyst - Financial Markets & Risk Insights

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Osaic
Full Time position
Listed on 2026-02-01
Job specializations:
  • Finance & Banking
    Financial Compliance, Regulatory Compliance Specialist
  • Business
    Financial Compliance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services company is seeking a Compliance Analyst to safeguard their operations by monitoring advisor activity and identifying compliance risks. This role involves reviewing financial professionals’ books, analyzing trade data, and collaborating with compliance teams to deliver actionable insights. Candidates should have 3-5 years of experience in the financial securities industry, strong analytical skills, and proficiency in MS Excel.

The position offers a full-time contract with a competitive salary and various benefits.
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