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Risk Manager/Analyst Regulatory Compliance Specialist

Hybrid Regional Supervision Manager – Financial Services

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Advisor Group
Full Time position
Listed on 2026-01-23
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Regulatory Compliance Specialist
  • Management
    Risk Manager/Analyst, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm is seeking a Regional Supervision Manager in Scottsdale, AZ. This role involves ensuring brokerage and advisory transactions are in the clients’ best interest and aligning with the firm's policies. The ideal candidate will have three years or more of relevant experience and the necessary FINRA licenses. Responsibilities include supervising transaction reviews and providing support to financial professionals.

Competitive salary and hybrid work schedule offered.
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