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Regulatory Compliance Specialist Financial Services

Compliance Associate — Regulatory Risk & Financial Services

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Redwood Investment Management, LLC
Full Time position
Listed on 2026-01-12
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A growing investment advisory firm located in Scottsdale, AZ, seeks a VP of Marketing. This role focuses on ensuring compliance with SEC regulations and assisting in various operational projects. Ideal candidates have a Bachelor's Degree and 2-3 years of compliance experience in financial services. The position requires strong proficiency in Excel and excellent communication skills, with an obligation for in-office presence during work hours.
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Position Requirements
10+ Years work experience
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