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Compliance Analyst - Financial Services; Hybrid
Job in
Scottsdale, Maricopa County, Arizona, 85261, USA
Listed on 2026-01-12
Listing for:
Advisor Group
Full Time
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Financial Services, Regulatory Compliance Specialist, Financial Analyst, Financial Compliance
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Analyst to ensure adherence to regulatory standards. This role involves monitoring advisor activities, analyzing trade data, and identifying potential compliance risks. The ideal candidate will possess strong analytical skills, excellent attention to detail, and experience in the financial securities industry. This full-time position is based in Scottsdale, AZ, requiring a minimum hybrid work schedule, focused on delivering actionable insights to maintain regulatory compliance.
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