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Financial Services Financial Compliance

Hybrid IA Compliance Analyst: Elevate Financial Regulation

Job in Scottsdale, Maricopa County, Arizona, 85261, USA
Listing for: Osaic
Full Time position
Listed on 2025-12-11
Job specializations:
  • Finance & Banking
    Financial Services, Financial Compliance
Job Description & How to Apply Below
A leading financial services firm in Scottsdale is seeking a Senior Analyst for Regulatory Services to oversee compliance functions for investment advisory services. The ideal candidate should have 3-5 years of experience in a regulatory environment, possess strong analytical and communication skills, and be proficient in MS Excel. This role involves working closely with Financial Professionals to ensure adherence to compliance policies while managing multiple priorities in a fast-paced setting.
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